-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LKEGzDPPlLSiNDMXUPUi7TNuat2XhWEw+6ibBJYMKzeP42S17A4c3fhRXVVlmsqq wr3FksQhVYsH71necK7bEg== 0000895345-98-000576.txt : 19980929 0000895345-98-000576.hdr.sgml : 19980929 ACCESSION NUMBER: 0000895345-98-000576 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980928 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STOCKER & YALE INC CENTRAL INDEX KEY: 0000094538 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042114473 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47779 FILM NUMBER: 98715953 BUSINESS ADDRESS: STREET 1: 32 HAMPSHIRE ROAD CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: 6038938778 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHILTON RICHARD L JR CENTRAL INDEX KEY: 0000940313 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CHILTON INVESTMENT PARTNERS LP STREET 2: 399 PARK AVE 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127513596 MAIL ADDRESS: STREET 1: CHILTON INVESTMENT PARTNERS LP STREET 2: 399 PARK AVE 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* STOCKER & YALE, INC. - --------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE - --------------------------------------------------------------------------- (Title of Class of Securities) 86126T03 ----------------------------------------------------- (CUSIP Number) SEPTEMBER 17, 1998 ----------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). *SEE INSTRUCTIONS BEFORE FILLING OUT CUSIP No. 86126T03 SCHEDULE 13G Page 2 of 3 Pages 1 NAME OF REPORTING PERSON RICHARD L. CHILTON, JR. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (see instructions) (b) [ ] 3 SEC USE ONLY 4 CITZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 0 REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES (See Instructions) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0 12 TYPE OF REPORTING PERSON (See Instructions) IN The Schedule 13G initially filed on April 3, 1998 by Richard L. Chilton, Jr. (the "Reporting Person") with respect to the common stock (the "Common Stock"), par value $.001 per share, of Stocker & Yale, Inc., a Massachusetts corporation, is hereby amended by this Amendment No. 1 to the Schedule 13G to report a decrease in the percentage of class beneficially owned that terminates the Reporting Person's obligation. Since the Reporting Person no longer beneficially owns more than 5% of the shares of Common Stock outstanding, this filing constitutes the Reporting Person's final statement on Schedule 13G with respect to the Common Stock. The Schedule 13G is hereby amended as follows: A. Item 4 is hereby amended and restated in its entirety to read as follows: Item 4. OWNERSHIP: (a) AMOUNT BENEFICIALLY OWNED: 0 shares of Common Stock. (b) PERCENT OF CLASS: 0% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 0 B. Item 5 is hereby amended and restated in its entirety to read as follows: Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: |X| SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 28, 1998 RICHARD L. CHILTON, JR. By: /s/ Richard L. Chilton, Jr. ---------------------------- -----END PRIVACY-ENHANCED MESSAGE-----